ISO 9001 Lead Auditor

Question 1

Which two of the following auditors would not participate in a first-party audit? (Choose two.)

1. An auditor trained in the IRCA scheme
2. An auditor employed by an external consultancy organization
3. An auditor from a customer
4. An auditor certified by IRCA
5. An auditor from an interested party
6. An auditor trained in-house

Question 2

The following actions need to be carried out during a third-party audit planning stage. Which two actions correspond to the individual(s) managing the audit program before the involvement of the audit team leader? (Choose two.)

1. Select the audit team members
2. Review the reports of previous audits
3. Assign responsibilities within the audit team
4. Provide the resources needed
5. Prepare the audit plan
6. Prepare the checklists

Question 3

An organization wants to certify their ISO 9001:2015-based QMS for the first time. Arrange the activities in the correct sequence from 2 to 5. To complete the sequence, click on the blank section you want to complete so it is highlighted in red and then click on the applicable text from the options below. Alternatively, drag and drop the options to the appropriate blank section.

Question 4

In the context of a third-party audit, match the event with the responsibility for conducting it. To complete the table, click on the blank section you want to complete so that is highlighted in red, and then click on the applicable text from the options below. Alternatively, drag and drop each option to the appropriate blank section.

Question 5

In the context of a third-party certification audit, it is very important to have effective communication. Which is not the responsibility of the audit team leader?

1. Planning formal communication arrangements, so an auditee can communicate with the auditor any time during the audit.
2. Confirming formal communication channels between the audit team and the auditee during the opening meeting.
3. If audit objectives are unattainable, reporting the reasons to the accreditation body.
4. Communicating the progress, any significant findings and any concerns to the auditee and audit client, as appropriate.